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SPSE Listing Rules
Listing On The SPSE > Listing On The SPSE > Listing Checklist
ITEM
NO.
SPSE LISTING REQUIREMENTS
MET
 
1.
A signed application for listing to be lodged together with an application fee of $5000.
 
2.
Proof of Documentation of a public Company (MOA).
 
 
3.
Undertaking by the Company to comply with SPSE Listing & Business Rules in the format required by the Exchange (Appendix 1-Listing Rule).
 
4.
A list of 20 largest shareholders name showing the distribution (refer pg. 20 of Listing Rules).
 
5.
A list of Directors and their respective direct and indirect shareholding (e.g. nominee holdings, family holdings and holdings by companies in which such director has a substantial holding).
 
6.
Auditors consent for their names to be quoted on the IM/Prospectus.
 
7.
Solicitors consent for their names to be quoted on the IM/Prospectus.
 
8.
2 Certified copies Underwriting Agreement.
 
 
9.
2 Certified copies of Major Agreements.
 
 
10.
At least 10% of issued and paid up capital to be in the hands of the public (other than family members) at the time of listing.
 
11.
Full Shareholders Register.
 
 
12.
 
That the company prepares an Information Memorandum / Prospectus that satisfies disclosure requirements and is approved by CMDA.
 
13.
That the company confirms its status under the Exchange Control Act with regard to foreign ownership and FTIB for foreign investor certificate
 
14.
That all share certificates be distributed to all shareholders prior to listing for trading purposes (if applicable).
 
15.
That an undertaking/guarantee by broker/dealer or shareholders is taken to ensure liquidity in the shares for at least in the first three months of listing.
 
16.
That the draft MOA & AOA be vetted by SPSE for compliance with Listing Rules, and non-compliant issues be addressed with SPSE board for approval & waiver (if required).
 
17.
Undertaking to submit quarterly Financial Report in addition to other SPSE on going Listing requirements.
 
18.
2 Certified copies of Memorandum and Articles of Association.
 
19.
6 months Interim Report
 
 
20.
3 Certified copies of audited annual report (last three years).
 
 
21.
The listing committee to approve or disapprove with conditions to list on the main board of SPSE and the Board of Directors to approve or approve with conditions for listing on the main board.
 
22.
Press Conference, Brokers briefing and distribution of IM/Prospectus at least 1 week in before listing.
 
23.
Submit the approved company’s code of 3 alphabets to be marked on the main board of SPSE.
 
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